- Anti-Money Laundering and Counter Terrorism Financing (AML/CTF) compliance management and reporting
- Risk Management and Compliance Framework development and implementation
- Compliance strategies and plans development and implementation
- Ongoing compliance management and reporting
- Compliance review and reporting
Licence Applications and Compliance
- Australian Credit Licence (ACL) application and compliance management and reporting
- Australian Financial Services Licence (AFSL) application and compliance management and reporting
- Registrable Superannuation Entity (RSE) licence application, registration, and compliance management and reporting
Enforceable Undertaking
- Australian Securities and Investments Commission (ASIC) Enforceable Undertaking compliance management and reporting
- Australian Prudential Regulatory Authority (APRA) Enforcebale Undertaking compliance management and reporting
Wealth and Superannuation Management
- Disclosure and other regulated documentation, e.g., Product Disclosure Statements (PDS), and compliance plans
- Annual review, e.g., annual statements
- Managed investment schemes merger and integration
- Superannuation funds Successor Funds Transfer (SFT)
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